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Ethics - 7
Questions:
Which of the following statements is a requirement for compliance with the Standards of Professional Conduct relating to knowledge of the law?
A: Dissociate from any violation of applicable laws, rules, or regulations.
B: Report violations to the governmental orregulatory organizations.
C: Seek the advice of compliance personnel or legal counsel concerning legal requirements when in doubt about appropriate action to undertake.
Answers:
A, 远离非法或者不道德的行为是法律专业知识(knowledge of the law) 中规定的要求。寻求合规部门员工或律师的关于法律要求的建议是推荐的做法。将违法、违规行为向政府或监管部门报告也是推荐的做法。
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