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Ethics - 9
Questions:
Brendan Witt, CFA, is a sell-side analyst within a research team covering companies in the technology sector. The team reaches a consensus to recommend selling a mining company after long time debating. Witt does not agree with the team's investment conclusin and belives the mining company is a potential target of takeover. According to the Standards of Profession-al Conduct relating to diligence and reasonable basis, which of the following statements is most accurate? Witt must:
A: decline to be identified with the report.
B: dissociate from the report because it does not reflect his opinion.
C: ensure the consensus opinion has a reasonable and adequate basis and is independent and objective to keep her name no the report.
Answers:
C, 个人观点与集体观点不同时,也可以在报告上署名,只要确信参与写这个报告的其他人都做到了勤勉尽责和独立客观即可。
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